📈 HKSI Licensing Examination

Paper 1 — Fundamentals of Securities & Futures Regulation

The foundation regulatory paper required for almost every SFC licence application — the licensing regime and core conduct principles under the SFO.

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60 MCQuestions
90 minDuration
70%Pass mark
3,345+Our bank

★★★★★ 4.9 candidate rating · bilingual · instant explanations · no signup to try

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Topics covered

What this paper covers

SFC licensing regimeSecurities & Futures Ordinance frameworkCode of ConductConduct requirements for intermediariesAnti-money-laundering basicsMarket misconduct overview
High-yield chapters

Where the questions cluster

Our bank for this paper holds 3,345 questions. These chapters carry the most — prioritise them when you revise.

Chapter 4645 Qs · 19%
Chapter 8518 Qs · 15%
Chapter 6448 Qs · 13%
Chapter 7402 Qs · 12%
Why EasyExam

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Broad syllabus, unsure where to start

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Timed mock exams + a dashboard show exactly how far you are from 70% per paper.

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Bilingual jargon and scenario questions

Every question, option and explanation is bilingual — switch in one tap and learn as you go.

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Free forever: unlimited practice with instant right/wrong. Pay to unlock this paper’s detailed explanations, timed mock exams, wrong-answer drill and saved progress — 30 / 60 / 365-day access, from HK$1500.

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What candidates say

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The weak-spot analysis nailed it — passed Paper 1 in two weeks.
Ms Chan · Securities Asst.
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The mock exams told me exactly where I stood.
Mr Lee · Adviser
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Top-quality questions, close to the real exam, clear explanations.
KKaren · Bank Trainee
FAQ

HKSI LE 1 — frequently asked

What’s the pass mark for HKSI LE 1?

The pass mark is 70% per paper.

What’s the exam format?

Computer-based, multiple-choice only. Paper 1 and Paper 7 are 60 MCQs in 90 minutes; most other papers are 40 MCQs in 60 minutes. Offered in English and Traditional Chinese, normally monthly.

Are questions bilingual?

Yes — every question, option and explanation is in both Chinese and English, switchable in one tap.

Can I try for free?

Yes — practise instantly with no signup; sign in to save scores and weak-spot analysis.

How big is the question bank?

The HKSI LE 1 bank holds around 3,345 up-to-date mock questions and is continuously updated.

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